News and Events

Global Enforcement Review 2017 Seminar and Networking
Join us for cocktails and a panel discussion on the Global Enforcement Review 2017 on October 18, 2017. Our experts will discuss enforcement trends based on data published by regulators in Hong Kong, the EU and the U.S., and how these policies are implemented.

SFC Identifies Common Control Failings Observed during On-site Inspections in the Asset Management Industry
The Hong Kong Securities and Futures Commission (“SFC”) issued a circular on 15 September 2017 identifying regulatory concerns noted in the course of SFC’s supervision of licensed corporations (“LCs”) engaged in managing funds and discretionary accounts. 

Julian Korek Comments in GT News: How the Compliance Officer's Role is Changing
Julian Korek, Managing Director and Global Head of Compliance and Regulatory Consulting, was quoted in GT News, in an article discussing the changing role of the chief compliance officer within financial institutions.

Insights

Global Regulatory Outlook 2017
Our fifth annual Global Regulatory Outlook (GRO) report aims to assist the global financial services industry with navigating the key regulatory and financial services developments in 2017.

Global Ransomware Attack
The unprecedented global ransomware cyber-attack on May 12, 2017, dubbed by experts as Wanna Cry, Wanna Cryptor or Wanna Decryptor, exploits vulnerability in Microsoft Windows operating system to invisibly move from computer to computer.

Valuation Insights - Greater China Edition, May 2017
Valuation Insights is a quarterly e-newsletter that provides you with the latest news from Duff & Phelps and the trends and changes in valuation and accounting that could affect your business transactions in Asia.