Nicolas Inman
Managing Director
Compliance and Regulatory Consulting
Hong Kong
Nicolas Inman
Compliance and Regulatory Consulting
Our team of experts provides consulting services to investment and private banking, asset management, wealth management and brokerage firms.
Jump to servicesContact Us
Aaron Weiss
Director
Compliance and Regulatory Consulting
Hong Kong
Aaron Weiss
Greg Heaton
Director
Compliance and Regulatory Consulting
Hong Kong
Greg Heaton
Local and global compliance expertise for the financial services industry.
Duff & Phelps provides a comprehensive range of compliance regulatory services to the global financial services industry.
As a trusted partner for clients, we deliver on time, within budget and to the highest quality standards, always striving to exceed expectations. We operate with a non silo approach as one united team to offer a global solution to our clients, who value the clear communication and exemplary service they receive from the start.
Compliance and Regulatory Consulting Services
By Jurisdiction
Regionally targeted assistance for asset managers in compliance program development, implementation and maintenance
By Jurisdiction
Global Advice and Consulting
Assistance to develop, implement, and manage global compliance and regulatory consulting programs.
Global Advice and ConsultingInsights
Report
Valuation Insights, First Quarter 2019
Report
U.S. Equity Risk Premium Recommendation
Report
Transaction Trail 2018 Report
Report
North American Industry Market Multiples
Publication
Regulatory Focus – February 2019
by Ian Manson
Publication
NFA Internal Controls System Interpretive Notice
by Peter Wilson
